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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-09-07
  • WI RA
    APPROVED
    Since 2017-09-07

Branch Locations

5400 King James Way Suite 110, Fitchburg, WI 53719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc Fairfield IA 12/2014 08/2017
Cambridge Investment Research Adviors, Inc. Fairfield IA 02/2015 08/2017
Harbour Investments, Inc Madison WI 08/2017 Present
Wealth Distribution Strategies Llc Verona WI 08/2017 Present
  • 12/2014 → 08/2017
    Cambridge Investment Research Inc
    Fairfield, IA
  • 02/2015 → 08/2017
    Cambridge Investment Research Adviors, Inc.
    Fairfield, IA
  • 08/2017 → Present
    Madison, WI
  • 08/2017 → Present
    Wealth Distribution Strategies Llc
    Verona, WI
Previous Registrations
Other Businesses

1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Wealth Distribution Strategies - DBA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-09
  • S66 Uniform Combined State Law Examination
    2015-02-09
Designations

View on SEC IAPD

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