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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-09
  • CA RA
    APPROVED
    Since 2024-08-09

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Erie, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Erie CO 06/2014 07/2024
Capital Group / Capital Client Group, Inc. Los Angeles CA 08/2024 Present
Vrbo/Airbnb Phoenix AZ 07/2022 Present
  • 06/2014 → 07/2024
    The Vanguard Group, Inc.
    Erie, CO
  • 08/2024 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
  • 07/2022 → Present
    Vrbo/Airbnb
    Phoenix, AZ
Other Businesses

VRBO/AIRBNB POSITION: Owner of House NATURE: Short term rental on VRBO/Airbnb that my wife manages. we do not have an LLC. The house is in both of our names. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS:, Phoenix AZ 85054, United States DESCRIPTION: Order supplies/ schedule contractors after hours if needed. My spouse does all the other work.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-07-17
  • S63 Uniform Securities Agent State Law Examination
    2014-07-17
Designations

View on SEC IAPD

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