Todd L Phillips

Current Employers

Navy Federal Investment Services, Llc

1007 Electric Ave, Vienna, VA 22180 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-07-17

FL RA
APPROVED

Since 2025-07-17

Branch Locations

Gulf Breeze, FL • United States

5550 Heritage Oaks Drive, Pensacola, FL 32526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Navy Federal Brokerage Services, Llc	Pensacola	FL	08/2015	10/2020
Navy Federal Asset Management, Llc	Pensacola	FL	08/2015	10/2020
Navy Federal Financial Group, Llc	Pensacola	FL	08/2015	10/2020
Navy Federal Brokerage Services, Llc	Pensacola	FL	01/2017	10/2020
Navy Federal Credit Union	Pensacola	FL	06/2018	10/2020
Navy Federal Credit Union	Pensacola	FL	10/2020	08/2022
Navy Federal Financial Group, Llc	Penacola	FL	05/2025	Present
Navy Federal Investment Services, Llc	Pensacola	FL	05/2025	Present
Navy Federal Credit Union	Pensacola	FL	08/2022	05/2025

08/2015 → 10/2020

Navy Federal Brokerage Services, Llc

Pensacola, FL
08/2015 → 10/2020

Navy Federal Asset Management, Llc

Pensacola, FL
08/2015 → 10/2020

Navy Federal Financial Group, Llc

Pensacola, FL
01/2017 → 10/2020

Navy Federal Brokerage Services, Llc

Pensacola, FL
06/2018 → 10/2020

Navy Federal Credit Union

Pensacola, FL
10/2020 → 08/2022

Navy Federal Credit Union

Pensacola, FL
05/2025 → Present

Navy Federal Financial Group, Llc

Penacola, FL
05/2025 → Present

Navy Federal Investment Services, Llc

Pensacola, FL
08/2022 → 05/2025

Navy Federal Credit Union

Pensacola, FL

Previous Registrations

2017-01-04 → 2020-10-19

Navy Federal Investment Services, Llc

Vienna, VA

Pensacola, FL

San Diego, CA
2015-08-19 → 2017-01-04

Navy Federal Asset Management, Llc

Pensacola, FL

Vienna, VA
2011-08-10 → 2015-07-24

Invest Financial Corporation

East Medow, NY

Long Beach, NY

Albertson, NY

Bethpage, NY

Appleton, WI

Elmont, NY

Roosevelt, NY

Hempstead, NY

Smithtown, NY

Baldwin, NY

East Northport, NY

Freeport, NY

Seaford, NY

Valley Stream, NY
2011-05-23 → 2011-08-10

Uvest Financial Services Group, Inc.

Bethpage, NY
2008-03-13 → 2011-05-24

Chase Investment Services Corp.

Kings Park, NY

Hauppauge, NY

Northport, NY

Hauppauge, NY

Holbrook, NY

Commack, NY

North Babylon, NY

East Northport, NY

East Islip, NY

Deer Park, NY

Hauppauge, NY

Greenlawn, NY

Mineola, NY

Stony Brook, NY

Babylon, NY

Selden, NY

Smithtown, NY

Lake Grove, NY

Ronkonkoma, NY

Farmingville, NY

East Setauket, NY

East Farmingdale, NY

Selden, NY

Copiague, NY

Farmingdale, NY

Setauket, NY

Farmingville, NY

Rocky Point, NY

Islandia, NY

West Babylon, NY

Lake Ronkonkoma, NY

Farmingdale, NY

Medford, NY

Miller Place, NY

Port Jefferson, NY

East Setauket, NY

Farmingdale, NY

Mount Sinai, NY

East Farmingdale, NY

Amityville, NY

Lindenhurst, NY

Copiague, NY

Port Jefferson, NY

West Babylon, NY

Centereach, NY

Deer Park, NY

East Islip, NY

Setauket, NY

Riverhead, NY

South Lindenhurst, NY

Yaphank, NY

Deer Park, NY
2007-06-28 → 2008-03-04

Morgan Stanley & Co. Llc

Smithtown, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-15

S66 Uniform Combined State Law Examination

2025-07-15

Other Names

Todd L Phillips
Todd Phillips
Todd Lee Phillips

View on SEC IAPD