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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • OK RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

1616 S Main St, Tulsa, OK 74119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 08/2014 08/2023
Securian Financial Services, Inc St Paul MN 08/2014 08/2023
Securian Advisors Midamerica, Inc Tulsa OK 08/2014 Present
Cetera Wealth Services, Llc Tulsa OK 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 08/2014 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 08/2014 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2014 → Present
    Securian Advisors Midamerica, Inc
    Tulsa, OK
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Tulsa, OK
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-11-04 → 2023-08-10
    Securian Financial Services, Inc.
    Tulsa, OK
    Cedar Rapids, IA
    St. Paul, MN
Other Businesses

1) SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/25/2019 ADDRESS: , Hiawatha IA , United States DESCRIPTION: Agent/Broker 2) NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-28
  • S66 Uniform Combined State Law Examination
    2014-10-28

View on SEC IAPD

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