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Current Employers
United Brokerage Services, Inc

514 Market Street, Parkersburg, WV 26101 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-02
WV RA APPROVED 2026-03-19
NJ RA APPROVED 2026-03-11
NC RA APPROVED 2026-03-10
SC RA APPROVED 2026-03-10
  • FL RA
    APPROVED
    Since 2026-07-02
  • WV RA
    APPROVED
    Since 2026-03-19
  • NJ RA
    APPROVED
    Since 2026-03-11
  • NC RA
    APPROVED
    Since 2026-03-10
  • SC RA
    APPROVED
    Since 2026-03-10

Branch Locations

5196 Charlotte Hwy, Clover, SC 29710 • United States

1201 Knox Abbott Dr, Cayce, SC 29033 • United States

6821 Carnegie Blvd, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2014 10/2024
Total Wine And More Charlotte NC 03/2014 04/2021
Truist Investment Services, Inc Charlotte NC 10/2024 02/2026
Truist Advsiory Services, Inc Charlotte NC 10/2024 02/2026
United Brokerage Services, Inc. Charlotte NC 03/2026 Present
  • 06/2014 → 10/2024
    The Vanguard Group, Inc.
    Charlotte, NC
  • 03/2014 → 04/2021
    Total Wine And More
    Charlotte, NC
  • 10/2024 → 02/2026
    Truist Investment Services, Inc
    Charlotte, NC
  • 10/2024 → 02/2026
    Truist Advsiory Services, Inc
    Charlotte, NC
  • 03/2026 → Present
    Charlotte, NC
Previous Registrations
Other Businesses

HURSTON CIRCLE POSITION: Landlord NATURE: I own a townhome in Charlotte that I rent out. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2021 ADDRESS: Charlotte NC, United States DESCRIPTION: Pay the bills and mortgage. I have a property manager I communicate with regularly.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-25
S63 Uniform Securities Agent State Law Examination 2014-07-21
  • S65 Uniform Investment Adviser Law Examination
    2017-08-25
  • S63 Uniform Securities Agent State Law Examination
    2014-07-21
Designations
Other Names
  • William Rainwater
  • Will Rainwater
  • Bill Rainwater
  • William Archibald Rainwater

View on SEC IAPD

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