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One - 100Th Avenue Ne Suite 102, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-05-29 |
Branch Locations
One - 100Th Avenue Ne Suite 102, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sharebuilder | Seattle | WA | 06/2014 | 11/2016 |
| Umpqua Investments | Portland | OR | 03/2017 | Present |
| Unemployed | Beaverton | OR | 11/2016 | 03/2017 |
| Coldstream Wealth Management | Bellevue | WA | 05/2019 | Present |
Frances' primary business activity is working as a registered investment advisor for Coldstream Wealth Management, an affiliate of Coldstream Securities Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-19 |
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