Best Investors
Account
Sign in
Baton Rouge, LA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2026-01-06 |
| LA | RA | APPROVED | 2025-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Baton Rouge | LA | 11/2022 | 10/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baton Rouge | LA | 06/2016 | 10/2019 |
| Lpl Financial Llc | Baton Rouge | LA | 10/2019 | 04/2022 |
| Cetera Advisor Networks Llc | Baton Rouge | LA | 03/2022 | 11/2022 |
| Cavanaugh Wealth Management Llc | Baton Rouge | LA | 10/2025 | Present |
1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Kiwanis Club of Baton Rouge; Not investment-related; PO Box 1062, Baton Rouge, LA 70821; Civic organization that supports other non profits; Board Member; Voting on club issues as a board member of the Kiwanis Club.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-31 |
Reach out to this advisor