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Christopher Joseph Freeman

Td Private Client Wealth LLC

Hartford, CT

Southington, CT

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-05-20
HI RA APPROVED 2026-03-25
FL RA APPROVED 2025-07-31
MA RA APPROVED 2021-02-23
CT RA APPROVED 2021-02-16
NJ RA APPROVED 2020-07-27
  • SC RA
    APPROVED
    Since 2026-05-20
  • HI RA
    APPROVED
    Since 2026-03-25
  • FL RA
    APPROVED
    Since 2025-07-31
  • MA RA
    APPROVED
    Since 2021-02-23
  • CT RA
    APPROVED
    Since 2021-02-16
  • NJ RA
    APPROVED
    Since 2020-07-27

Branch Locations

203 Trumbull Street, Hartford, CT 06103 • United States

121 Main Street, Southington, CT 06489 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2014 09/2016
Northwestern Mutual Investment Services Llc West Hartford CT 03/2015 09/2016
Td Bank Bristol CT 09/2016 03/2020
Td Bank N.A. New Britain CT 03/2020 Present
Td Private Client Wealth Llc Cherry Hill NJ 05/2020 Present
  • 06/2014 → 09/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2015 → 09/2016
    Northwestern Mutual Investment Services Llc
    West Hartford, CT
  • 09/2016 → 03/2020
    Td Bank
    Bristol, CT
  • 03/2020 → Present
    Td Bank N.A.
    New Britain, CT
  • 05/2020 → Present
    Td Private Client Wealth Llc
    Cherry Hill, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-11
S65 Uniform Investment Adviser Law Examination 2020-07-24
  • S63 Uniform Securities Agent State Law Examination
    2025-08-11
  • S65 Uniform Investment Adviser Law Examination
    2020-07-24
Other Names
  • Chris Freeman
  • Christopher Joseph Freeman
  • Christopher Freeman

View on SEC IAPD

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