Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-10
TX RA APPROVED 2022-08-10
  • LA RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED
    Since 2022-08-10

Branch Locations

200 Covington Center, Covington, LA 70435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Mandeville LA 03/2016 09/2016
Standard Investment Advisros Mandeville LA 03/2016 09/2016
Hancock/Whitney Investment Services, Inc. Mandeville LA 09/2016 08/2022
Hancock/Whitney Bank Mandeville LA 09/2016 Present
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Covington LA 08/2022 Present
  • 03/2016 → 09/2016
    Mandeville, LA
  • 03/2016 → 09/2016
    Standard Investment Advisros
    Mandeville, LA
  • 09/2016 → 08/2022
    Hancock/Whitney Investment Services, Inc.
    Mandeville, LA
  • 09/2016 → Present
    Hancock/Whitney Bank
    Mandeville, LA
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    Covington, LA
Previous Registrations
  • 2016-09-09 → 2022-08-10
    New Orleans, LA
    Mandeville, LA
    New Orleans, LA
    Covington, LA
  • 2016-03-22 → 2016-09-19
    Mandeville, LA
    Mandeville, LA
    Houston, TX
  • 2015-01-28 → 2016-03-23
    Capital One Advisors, Llc
    Seattle, WA
  • 2012-04-10 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

1.) ASSIST SPOUSE IN RESELLING VARIOUS PRODUCTS; 1 HR/WK 2.) SUCCESSOR CO-TRUSTEE OF THE ANGELA C AVANT LIVING TRUST 3.) EXECUTOR OF ANGELA C AVANT'S WILL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-09
S63 Uniform Securities Agent State Law Examination 2006-09-28
  • S65 Uniform Investment Adviser Law Examination
    2012-04-09
  • S63 Uniform Securities Agent State Law Examination
    2006-09-28
Other Names
  • Ben Ross Parker
  • Benjamin R Parker

View on SEC IAPD

More in Covington, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor