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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-08-10 |
| TX | RA | APPROVED | 2022-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mandeville | LA | 03/2016 | 09/2016 |
| Standard Investment Advisros | Mandeville | LA | 03/2016 | 09/2016 |
| Hancock/Whitney Investment Services, Inc. | Mandeville | LA | 09/2016 | 08/2022 |
| Hancock/Whitney Bank | Mandeville | LA | 09/2016 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 08/2022 | Present |
| Cetera Investment Advisers Llc | Covington | LA | 08/2022 | Present |
1.) ASSIST SPOUSE IN RESELLING VARIOUS PRODUCTS; 1 HR/WK 2.) SUCCESSOR CO-TRUSTEE OF THE ANGELA C AVANT LIVING TRUST 3.) EXECUTOR OF ANGELA C AVANT'S WILL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-28 |
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