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Andrew Lau

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-09
TX RA APPROVED 2024-12-09
  • IL RA
    APPROVED
    Since 2024-12-09
  • TX RA
    APPROVED
    Since 2024-12-09

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indiana University Bloomington IN 01/2015 12/2017
Brown Brothers Chicago IL 07/2019 08/2024
Charles Schwab Indianapolis IN 01/2019 06/2019
Unemployed Los Gatos CA 01/2018 12/2018
J.P. Morgan Securities Llc Chicago IL 09/2024 Present
Jpmorgan Chase Bank, N.A. Chicago IL 09/2024 Present
  • 01/2015 → 12/2017
    Indiana University
    Bloomington, IN
  • 07/2019 → 08/2024
    Brown Brothers
    Chicago, IL
  • 01/2019 → 06/2019
    Charles Schwab
    Indianapolis, IN
  • 01/2018 → 12/2018
    Unemployed
    Los Gatos, CA
  • 09/2024 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 09/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-09
  • S66 Uniform Combined State Law Examination
    2024-12-09
Other Names
  • Andrew Justin Lau

View on SEC IAPD

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