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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-06-13 |
Branch Locations
6767 Longshore Street, Dublin, OH 43017 • United States
Delaware, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Columbus | OH | 05/2014 | 04/2017 |
| Unemployed | Powell | OH | 04/2017 | 08/2017 |
| The O.N. Equity Sales Company | Cincinnati | OH | 08/2017 | 11/2017 |
| Ohio National Financial Services | Cincinnati | OH | 08/2017 | 11/2017 |
| Infinex Investments, Inc. | Meriden | PA | 11/2017 | 05/2018 |
| First Commonwealth | Lewis Center | OH | 11/2017 | 05/2018 |
| Wells Fargo Advisors Financial Network, Llc | Dublin | OH | 05/2018 | Present |
AD FINANCIAL SERVICES, INV RELATED, LEWIS CENTER, OH, 100% OWNERSHIP, START 160 HOURS PER MONTH, 130 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-13 |
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