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Sorcha Catherine Dolan

Stifel, Nicolaus & Company, Incorporated

San Francisco, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-20
  • CA RA
    APPROVED
    Since 2024-02-20

Branch Locations

One Montgomery Street Suites 3300, 3500, 3600, & 3700, San Francisco, CA 94104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mitchells Farrier Corp Novato CA 05/2021 09/2023
Blossom Hill Equestrian Nicasio CA 02/2017 07/2021
Lp Equestrian Sonoma CA 03/2016 02/2017
Stifel San Francisco CA 09/2023 Present
  • 05/2021 → 09/2023
    Mitchells Farrier Corp
    Novato, CA
  • 02/2017 → 07/2021
    Blossom Hill Equestrian
    Nicasio, CA
  • 03/2016 → 02/2017
    Lp Equestrian
    Sonoma, CA
  • 09/2023 → Present
    Stifel
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-16
  • S66 Uniform Combined State Law Examination
    2024-02-16
Other Names
  • Sorcha Dolan

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
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