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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-15
  • TX RA
    APPROVED
    Since 2019-11-15

Branch Locations

28025 Ih-10 West, Boerne, TX 78006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 06/2019 Present
Self Boerne TX 08/2014 05/2019
Advisors Asset Management, Inc Boerne TX 05/2018 08/2018
Baylor University Waco TX 01/2019 05/2019
Advisors Asset Management, Inc Boerne TX 05/2017 08/2017
First Presbyterian Church Hillsboro TX 01/2017 09/2017
First Baptist Church Boerne TX 07/2019 12/2019
Mattson Fin. Services Waco TX 09/2018 10/2018
Baylor University Waco TX 08/2015 05/2019
  • 06/2019 → Present
    Monument, CO
  • 08/2014 → 05/2019
    Self
    Boerne, TX
  • 05/2018 → 08/2018
    Boerne, TX
  • 01/2019 → 05/2019
    Baylor University
    Waco, TX
  • 05/2017 → 08/2017
    Boerne, TX
  • 01/2017 → 09/2017
    First Presbyterian Church
    Hillsboro, TX
  • 07/2019 → 12/2019
    First Baptist Church
    Boerne, TX
  • 09/2018 → 10/2018
    Mattson Fin. Services
    Waco, TX
  • 08/2015 → 05/2019
    Baylor University
    Waco, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-15
  • S66 Uniform Combined State Law Examination
    2019-11-15
Other Names
  • Tory Palermo

View on SEC IAPD

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