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Nanlan Ou

Citigroup Global Markets Inc.

San Francisc, CA

Hermosa Beach, CA

San Francisco, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-10-01
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

Cwm Retail, Sales, One Market Plaza, Fl 40, San Francisc, CA 94105 • United States

Citi Wealth Management, Service/Operations 81 Pier Ave, Hermosa Beach, CA 90254 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup San Francisco CA 09/2012 Present
  • 09/2012 → Present
    Citigroup
    San Francisco, CA
Previous Registrations
  • 2011-01-03 → 2012-09-11
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
    Corte Madera, CA
    San Francisco, CA
  • 2009-07-10 → 2011-01-03
    Wells Fargo Investments, Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-09
  • S66 Uniform Combined State Law Examination
    2009-07-09
Other Names
  • Christy Ou

View on SEC IAPD

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