Nolan David

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-07-16

TX RA
APPROVED

Since 2021-07-16

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

5101 Lexington Square, Amarillo, TX 79119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial (Pinnacle Financial Group)	Amarillo	TX	08/2015	01/2017
Pinnacle Financial Group	Amarillo	TX	02/2016	03/2021
Cetera Advisor Networks Llc	El Segundo	CA	01/2017	11/2017
Cwm, Llc	Omaha	NE	03/2021	Present
Carson Wealth	Amarillo	TX	03/2021	Present

08/2015 → 01/2017

Lpl Financial (Pinnacle Financial Group)

Amarillo, TX
02/2016 → 03/2021

Pinnacle Financial Group

Amarillo, TX
01/2017 → 11/2017

Cetera Advisor Networks Llc

El Segundo, CA
03/2021 → Present

Cwm, Llc

Omaha, NE
03/2021 → Present

Carson Wealth

Amarillo, TX

Other Businesses

FIXED INSURANCE NATURE: Insurance START: 01/01/2024 APPX. HRS/MONTH: 120 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 85 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-07-16

S65 Uniform Investment Adviser Law Examination

2021-07-16

Other Names

Nolan Richard David

View on SEC IAPD