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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • CA RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

Austin, TX • United States

Two Barton Skyway 1601 South Mopac Expressway, Suite 475, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services San Antonio TX 01/2016 08/2018
Foresters Advisory Services Llc San Antonio TX 02/2018 08/2018
Securian Financial Services Inc St Paul MN 08/2018 08/2023
Cri Securities Llc St Paul MN 08/2018 10/2021
Minnesota Life Insurance Co St Paul MN 08/2018 08/2023
North Star Resource Group San Diego CA 08/2018 Present
Cetera Wealth Services, Llc San Diego CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2016 → 08/2018
    Foresters Financial Services
    San Antonio, TX
  • 02/2018 → 08/2018
    Foresters Advisory Services Llc
    San Antonio, TX
  • 08/2018 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 08/2018 → 10/2021
    Cri Securities Llc
    St Paul, MN
  • 08/2018 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 08/2018 → Present
    North Star Resource Group
    San Diego, CA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    San Diego, CA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-08-13 → 2023-08-10
    Securian Financial Services, Inc.
    San Diego, CA
    St. Paul, MN
  • 2018-08-13 → 2021-10-25
    Cri Securities, Llc
    San Diego, CA
  • 2018-02-28 → 2018-08-02
    Foresters Advisory Services, Llc
    San Antonio, TX
Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/15/2018 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-17
S63 Uniform Securities Agent State Law Examination 2015-08-15
  • S65 Uniform Investment Adviser Law Examination
    2018-02-17
  • S63 Uniform Securities Agent State Law Examination
    2015-08-15
Other Names
  • Toney Cuellar
  • Toney Jeannette Cuellar

View on SEC IAPD

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