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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-09 |
Branch Locations
5425 Page Road Suite 220, Durham, NC 27703 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 08/2015 | 10/2020 |
| Tiaa | Charlotte | NC | 08/2015 | 10/2020 |
| Nuveen Securities, Llc | Charlotte | NC | 10/2020 | 10/2023 |
| Nuveen Asset Management, Llc | Chicago | IL | 10/2020 | 10/2023 |
| Tiaa | Durham | NC | 10/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Durham | NC | 10/2023 | Present |
(1) Name: Virginia Tech Alumni Association Position: Board Member Nature: Promote Alumni events and raise funds for scholarships Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 04/01/2019 Address: PO Box 30471, Charlotte NC 28230, United States Description: Virginia Tech Alumni Association Charlotte Chapter (2) RESIDENTIAL RENTAL PROPERTY POSITION: landlord NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 845 Clarkson Mill Ct, Charlotte NC 28202, United States DESCRIPTION: landlord
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-30 |
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