Richard P Newhams

Current Employers

M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2013-11-13

OR RA
APPROVED

Since 2013-11-13

Branch Locations

118 Piccadilly, London W1J 7NW • United Kingdom

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M Holdings Securities, Inc.	Portland	OR	09/2013	Present
Vie International Financial Services, Ltd.	London		05/2005	Present

09/2013 → Present

M Holdings Securities, Inc.

Portland, OR
05/2005 → Present

Vie International Financial Services, Ltd.

London

Other Businesses

1) Vie International Financial Services Ltd; 118 Piccadilly London W1J 7NW United Kingdom; M Financial Group - Member Firm Employee; Investment related; Associate; Financial Adviser. Providing financial advice in the United Kingdom; 5/2/2005; 160 ho/mo; 160 ho/mo during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-11-13

S65 Uniform Investment Adviser Law Examination

2013-11-13