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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-10-17 |
Branch Locations
2248 Grass Valley Hwy, Auburn, CA 95603 • United States
1701 Santa Clara Dr Ste 120, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Sacrament | CA | 07/2014 | Present |
1. 08/21/2014-GOLDEN 1 INVESTMENT SERVICES/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/SACRAMENTO,CA 2) 08/27/2025 - San Juan School District - Not Investment Related - Outside/W-2 Employment - Fair Oaks, CA - Start Date:09/02/2025 - 30 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-16 |
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