Best Investors
Account
Sign in
Best Investors
Account
Sign in
333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-26 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds | Carmel | IN | 05/2014 | 01/2021 |
| American Funds | Carmel | IN | 01/2021 | 10/2021 |
| American Funds | Carmel | IN | 10/2021 | 07/2023 |
| American Funds | Los Angeles | CA | 07/2023 | Present |
Name of Business: The Earthly Emporium/ Investment Related? No/ Address: Indianapolis, IN 46205/ Nature of Business: Retail - Jewelry and other handicrafts/ Position or Title: Shop Owner/ State Date: October 2018/ Hours per month: 20/ Hours per month during securities trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-19 |
Reach out to this advisor