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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-06
LA RA APPROVED 2020-01-31
  • TX RA
    APPROVED
    Since 2020-11-06
  • LA RA
    APPROVED
    Since 2020-01-31

Branch Locations

1707 Chantilly Dr Ste D, La Place, LA 70068 • United States

Ponchatoula, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2014 01/2020
Lpl Financial, Llc Ponchatoula LA 01/2020 Present
Previous Registrations
  • 2014-10-20 → 2020-01-09
    St Louis, MO
    Hammond, LA
    Hammond, LA
Other Businesses

1)01/2020 - DBA for LPL Business (entity for LPL business) - Retirement Planning Partners - 100% - INVESTMENT RELATED - PONCHATOULA, LA 70454 2)01/2020 - Business Entity For Tax/Investment Purposes Only - CnC LLC - 0% - INVESTMENT RELATED - PONCHATOULA, LA 70454 3)Mineral Rights - 0% - INVESTMENT RELATED - PONCHATOULA, LA. 4) 3/24/2020 - CNC Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/23/2020 - 8 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-21
  • S66 Uniform Combined State Law Examination
    2014-08-21
Other Names
  • Chad Troxclair
  • Chad Joseph Troxclair

View on SEC IAPD

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