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Account
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Champlin, MN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-12-02 |
Branch Locations
1520 Highway 32 South, Suite D, Thief River Falls, MN 56701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Minneapolis | MN | 06/2015 | 09/2016 |
| Park Avenue Securities | Minneapolis | MN | 01/2016 | 03/2019 |
| Guardian Life Insurance | Thief River Falls | MN | 09/2016 | Present |
| Park Avenue Securities | Thief River Falls | MN | 09/2016 | 03/2019 |
| 5 Stone Investments Llc | Champlin | MN | 08/2021 | Present |
| Penn Mutual Insurance Company | Thief River Falls | MN | 01/2024 | Present |
| Penn Mutual Insurance Company | Thief River Falls | MN | 08/2021 | 01/2024 |
| Ohio National Insurance Company | Thief River Falls | MN | 08/2021 | 02/2022 |
| Ohio National Insurance Company | Thief River Falls | MN | 10/2018 | 08/2021 |
| Guardian Life Insurance | Theif River Falls | MN | 10/2018 | Present |
| Guardian Life Insurance | Thief River Falls | MN | 06/2015 | 10/2018 |
1. Selling additional insurance products outside of Guardian I sell Insurance outside of Innovative Underwriters through other specialists. Start: 06/02/2014 Address: 1520 Highway 32 South, Thief River Falls, MN 56701 Hrs per month - Tot/Bus: 10/5 Investment related 2. Hockey Co-Head Coach Co-Head coach of the Thief River Falls TRFAHA coaching kids hockey Start: 11/10/2016 Address: 123 Main Ave N, Thief River Falls, MN 56701 Hrs per month - Tot/Bus: 50/15 Not investment related 3. Northstars Properties TRF LLC Real Estate Investment/Rental Company 1520 Highway 32 South, Thief River Falls, MN 56701 50% Owner Start: 2/1/23 Investment related: Yes Number of hours devoted to the activity per month: 10 Number of hours devoted to the activity per month during trading hours: 2 4. Northstar Construction TRF LLC Residential Construction Company 10444 190th Street NW, Thief River Falls, MN 56701 50% Owner Start: 11/24/24 Investment related: No Number of hours devoted to the activity per month: 10 Number of hours devoted to the activity per month during trading hours: 5 5. Energy on Main Health related nutrition and drinks 309 Main Ave North, Thief River Falls, MN 56701 25% Owner Start: Nov 2025 Investment related: No Number of hours devoted to the activity per month: 1 Number of hours devoted to the activity per month during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-30 |
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