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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-03 |
| FL | RA | APPROVED | 2019-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 05/2014 | 05/2019 |
| Bofa Securities, Inc. | Tampa | FL | 05/2019 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 06/2019 | Present |
I* 1730277For profit or not for profit: Entity For ProfitName of outside business organization: Kirkland House, LLCInvestment related: noAddress of business: Brandon, FL, 33511Nature of business: Limited Liability CompanyPosition, title, association: General Partner/Managing Member,DirectorStart date of relationship: 03/11/2024Number of hours devoted: 2 monthlyNumber of hours devoted during trading hours: 0Duties: Rent out my parent's house to cover ongoing expenses for assisted living. LLC is for liability purposes and all income will be used for maintaining property expenses and my mother's care. I will receive no income from this while my mother is alive. Both my mother and my sister will be members of this LLC. I*1730277, Entity Type:Entity For Profit, Name of OBA:Legacy Elite Capital LLC Address:Brandon, FL 33511 Investment Related:No Position, Title, Association:General Partner/Managing Member Employee Start Date: 03/11/2024 No Hours: 2 monthly No Hours during trading: Duties:Rent out my parent's house to cover ongoing expenses for assisted living. LLC is for liability purposes and all income will be used for maintaining property expenses and my mother's care. I will receive no income from this while my mother is alive. Both my mother and my sister will be members of this LLC. I*, Entity Type Fiduciary, Name of OBA: HK Address: Brandon, Florida, 33511 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 31-Mar-2022 No Hours: 1 monthly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-26 |
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