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Current Employers
Stark Financial Advisers, Inc.

16950 U.S. Highway 441 North, Okeechobee, FL 34972 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-05-30
  • NC RA
    APPROVED
    Since 2023-05-30

Branch Locations

16950 U.S. Highway 441 North, Okeechobee, FL 34972 • United States

10042 Park Cedar Drive Suite A, Charlotte, NC 28210-8917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.M. Stark & Co.,Inc. Charlotte NC 05/2012 Present
Stark Financial Advisers, Inc. Charlotte NC 05/2023 Present
Other Businesses

R.M. STARK & CO., INC.|INVESTMENT-RELATED|CHARLOTTE, NC|BD|REGISTERED REP|5/2012-PRESENT|107 HRS/MO|107 HRS/MO DURING SECURITIES TRADING HRS|RR duties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-27
S66 Uniform Combined State Law Examination 2014-07-24
  • S65 Uniform Investment Adviser Law Examination
    2023-05-27
  • S66 Uniform Combined State Law Examination
    2014-07-24

View on SEC IAPD

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