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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2017-04-07 |
| TX | RA | APPROVED | 2017-04-07 |
Branch Locations
5400 Meadows Rd Ste 300, Lake Oswego, OR 97035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Portland | OR | 12/2009 | 04/2017 |
| Robert W Baird & Co | Portland | OR | 04/2017 | Present |
Doernbecher Children's Hospital Foundation - Women for Children Chapter; NOT INVESTMENT RELATED;1121 SW SALMON ST. #100 PORTLAND, OR 97205; CHARITABLE FOUNDATION; TREASURER; START DATE: 1/01/2011; APPX HRS A MONTH:1; APPX HRS DURING TRADING: 0; Paying expenses, managing checkbook and reporting to foundation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-29 |
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