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Charles Hartman

Strategic Advisers LLC

Hartland, WI

Brookfield, WI

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-31
WI RA APPROVED 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31
  • WI RA
    APPROVED
    Since 2025-03-31

Branch Locations

Hartland, WI • United States

600 N Barker Road, Brookfield, WI 53045-5982 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2016 01/2017
Northwestern Mutual Investment Services Llc Brookfield WI 06/2016 01/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2016 01/2017
Tdameritrade Brookfield WI 01/2017 07/2020
Fidelity Brokerage Services Llc Brookfield WI 07/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 06/2016 → 01/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2016 → 01/2017
    Northwestern Mutual Investment Services Llc
    Brookfield, WI
  • 07/2016 → 01/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2017 → 07/2020
    Tdameritrade
    Brookfield, WI
  • 07/2020 → Present
    Fidelity Brokerage Services Llc
    Brookfield, WI
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-09-10 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Brookfield, WI
  • 2017-02-10 → 2020-07-28
    Td Ameritrade, Inc.
    Brookfield, WI
  • 2017-02-10 → 2020-07-28
    Td Ameritrade Investment Management, Llc
    Brookfield, WI
  • 2016-06-08 → 2017-01-27
    Northwestern Mutual Investment Services, Llc
    Waukesha, WI
  • 2014-10-20 → 2016-03-31
    Edward Jones
    St Louis, MO
    Oconomowoc, WI
Other Businesses

OBA-129938|OrgNmn:CH COLLECTIBLES LLC|Org Addr:HARTLAND,Wisconsin,US|OBA Nature:SPORTS CARDS AND COLLECTIBLES|Invst Rel:N|Title:Sole Proprietor|Duties:Owner of CH Collectibles. No required duties or obligations. If he sells cards on Whatnot will need to be present during the live stream but|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-08
  • S66 Uniform Combined State Law Examination
    2014-08-08
Other Names
  • Charles Ryan Hartman
  • Charles R Hartman
  • Charles Hartman

View on SEC IAPD

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