Daniel Francis Hawthorne

Current Employers

Lighthouse Financial, Llc

Marblehead, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-03-05

MA RA
APPROVED

Since 2024-03-05

Branch Locations

Marblehead, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hawthorne Financial Advisors, Llc	Marblehead	MA	06/2014	Present
Lighthouse Financial, Llc	Marblehead	MA	03/2024	Present

06/2014 → Present

Hawthorne Financial Advisors, Llc

Marblehead, MA
03/2024 → Present

Lighthouse Financial, Llc

Marblehead, MA

Previous Registrations

2014-06-16 → 2024-10-07

Hawthorne Financial Advisors, Llc

Marblehead, MA

Other Businesses

On a temporary and transitional basis, Mr. Hawthorne is dually-registered as an Investment Advisor Representative (IAR) with Lighthouse Financial, LLC and as an IAR with Hawthorne Financial Advisors, LLC. 1) Bookkeeping activities, Non-Investment Related, Swampscott, MA. 01907, Business support, 01/2014, Appx. 8 Hrs/Mnth, Provides various business support functions such as bookkeeping and oversight of insurance.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-03-01

S65 Uniform Investment Adviser Law Examination

2014-03-01

View on SEC IAPD