Todd Arthur Gomes

Current Employers

Employment History

• 05/2009 → 12/2020
  Wells Fargo Advisors Llc
  Sonoma, CA
• 12/2020 → 05/2025
  Sonoma Wealth Advisors, Llc
  Sonoma, CA
• 05/2025 → Present
  Sonoma Allocations Llc
  Sonoma, CA

Previous Registrations

• 2020-12-16 → 2025-06-07
  Fermata Advisors
  Sonoma, CA
  Santa Rosa, CA
• 2013-10-25 → 2021-01-15
  Wells Fargo Clearing Services, Llc
  Napa, CA
  Santa Rosa, CA
  Santa Rosa, CA
  Santa Rosa, CA
  San Leandro, CA
  Sonoma, CA
  Santa Rosa, CA
  Santa Rosa, CA
  Walnut Creek, CA
  Roseville, CA
  Corte Madera, CA
  San Leandro, CA
  Clearlake, CA
  Santa Rosa, CA
  Lakeport, CA
  Fort Bragg, CA
  Ukiah, CA
  Santa Rosa, CA
  Sebastopol, CA
  Windsor, CA
  Santa Rosa, CA

Other Businesses

Name of outside business: Sonoma Allocations LLC - Insurance Sales; Is the business investment related: Yes; Location of the business: 50 Old Courthouse Square Suite 300 Santa Rosa CA 95404 US; Description of the business: This outside business activity related to the sales of insurance products such as life insurance, fixed annuities, and indexed annuities. Position Title: Principal; Responsibilities Duties: My responsibility is to provide holistic financial advice to my clients. ; Start date with business: 2025-05-12; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 2; Will an IRS form for income earned be received: Yes; Name of outside business: Rental Property; Is the advisory affiliate principal control person: Yes; Is the business investment related: No; Location of the business: 1952 & 1954 Crosspoint Ct. Santa Rosa California 95403 United States; Description of the business: Rental Property; Position Title: Landlord; Start date with business: 2015-08-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 2; Will an IRS form for income earned be received: No;

Exams

• S66 Uniform Combined State Law Examination
  2013-10-24
• S63 Uniform Securities Agent State Law Examination
  2006-06-03

Designations

Other Names

• Todd Gomez