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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2017-03-25
  • ME RA
    APPROVED
    Since 2017-03-25

Branch Locations

1 Cumberland Pl Ste 316, Bangor, ME 04401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Bangor ME 03/2016 03/2017
Massmutual Life Insurance Co Bangor ME 07/2016 Present
Mml Investors Services, Llc Bangor ME 03/2017 Present
United Insurance Group Bangor ME 04/2025 Present
  • 03/2016 → 03/2017
    Metlife Securities, Inc.
    Bangor, ME
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Bangor, ME
  • 03/2017 → Present
    Bangor, ME
  • 04/2025 → Present
    United Insurance Group
    Bangor, ME
Previous Registrations
  • 2016-11-07 → 2017-03-25
    Msi Financial Services, Inc.
    Bangor, ME
Other Businesses

(1)NonMMLIA Insurance brokerage-Health-Barresi Financial-Bangor,Me-8 sec hrs per month since 05/2017 (2)NAME: UNITED INSURANCE GROUP INV REL: Y ADD: ONE CUMBERLAND PLACE, SUITE 316, BANGOR, ME 04401 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 04/25/2025 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 160 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, AND HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-18
  • S66 Uniform Combined State Law Examination
    2016-08-18
Designations

View on SEC IAPD

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