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Harvey Alan Slaughter

Winthrop Wealth

Boston, MA

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Current Employers
Winthrop Wealth

321 Columbus Ave 3Rd Fl, Boston, MA 02116-5168 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-10-04
  • MA RA
    APPROVED
    Since 2022-10-04

Branch Locations

321 Columbus Ave 3Rd Fl, Boston, MA 02116-5168 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Via Global Advisors Llc Brookline MA 07/2016 10/2020
Schechter Investment Advisors, Llc Birmingham MI 11/2020 09/2022
Lpl Financial Llc Boston MA 08/2022 12/2024
Winthrop Advisory Group Llc Boston MA 09/2022 Present
  • 07/2016 → 10/2020
    Via Global Advisors Llc
    Brookline, MA
  • 11/2020 → 09/2022
    Schechter Investment Advisors, Llc
    Birmingham, MI
  • 08/2022 → 12/2024
    Lpl Financial Llc
    Boston, MA
  • 09/2022 → Present
    Winthrop Advisory Group Llc
    Boston, MA
Previous Registrations
  • 2020-11-23 → 2022-09-15
    Schechter Investment Advisors, Llc
    Brookline, MA
  • 2016-10-18 → 2020-11-01
    Via Global Advisors Llc
    Brookline, MA
  • 2014-08-29 → 2015-02-05
    Lake Street Advisors, Llc
    Portsmouth, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-29
  • S65 Uniform Investment Adviser Law Examination
    2014-08-29
Other Names
  • H. Alan Slaughter
  • Alan Slaughter

View on SEC IAPD

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CHRISTOPHER MICHAEL HAGAN
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JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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