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James Peirce Daly

Seelaus Asset Management, LLC

Chatham, NJ

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Current Employers
Seelaus Asset Management, Llc

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-05-30
  • NJ RA
    APPROVED
    Since 2018-05-30

Branch Locations

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Investments Boston MA 08/2016 08/2017
Seelaus Asset Management Llc Summit NJ 08/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-08
  • S65 Uniform Investment Adviser Law Examination
    2018-05-08
Other Names
  • James Pierce Daly

View on SEC IAPD

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