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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-03-13 |
Branch Locations
7207 Ibm Drive 2Nd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2015 | 03/2017 |
| Tiaa | Charlotte | NC | 06/2015 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 03/2017 | 02/2019 |
| Axa Advisors | New York | NY | 02/2019 | 06/2020 |
| Axa Equitable | Charlotte | NC | 02/2019 | 06/2020 |
| Us Trust | Charlotte | NC | 03/2017 | 02/2019 |
| Equitable Advisors, Llc | New York | NY | 02/2019 | Present |
| Equitable Advisors, Llc | New York | NY | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-18 |
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