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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2021-04-21
  • NM RA
    APPROVED
    Since 2021-04-21

Branch Locations

400 Kiva Ct., Santa Fe, NM 87505 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Rikoon Group Santa Fe NM 05/2014 12/2024
Hightower Advisors, Llc Santa Fe NM 04/2021 Present
Previous Registrations
  • 2019-01-09 → 2024-12-31
    The Rikoon Group, Llc
    Santa Fe, NM
  • 2014-06-20 → 2018-12-31
    The Rikoon Group, Llc
    Santa Fe, NM
Other Businesses

A. KYLE BURNS; ALL NON REGISTERED INVESTMENT ADVISOR RELATED ACTIVITIES; 106 MONTE ALTO RD, SANTA FE NM 87508; INVESTMENT ADVISOR REPRESENTATIVE MAY OCCASIONALLY INTRODUCE POTENTIAL REAL ESTATE BORROWERS WHO ARE NOT RIKOON GROUP CLIENTS TO POTENTIAL SOURCES OF FINANCING AND MAY BE COMPENSATED BY THE BORROWER FOR THIS ACTIVITY AS AN INDEPENDENT AGENT; JANUARY 2017; 10 HOURS PER MONTH, NO HOURS SPENT DURING TRADING HOURS. B. DOING BUSINESS IN THE TRUST AND ESTATE ADMINISTRATION SERVICES,TITLE:AGENT OR NOMINEE,ONGOING, 10 HOURS PER MONTH, NO HOURS SPENT DURING TRADING HOURS, ASSIST AND DIRECT TRUSTEE AND EXECUTOR ACTIVITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-20
  • S65 Uniform Investment Adviser Law Examination
    2014-06-20
Other Names
  • Kyle J Burns

View on SEC IAPD

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