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1065 Andrew Drive, West Chester, PA 19380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-18 |
| PA | RA | APPROVED | 2018-02-07 |
Branch Locations
1 East Uwchlan Ave Suite 302, Exton, PA 19341 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara | Downingtown | PA | 06/2010 | 09/2016 |
| Lpl Financial, Llc | East Norriton | PA | 06/2010 | 09/2016 |
| Key Investment Services Llc | Downingtown | PA | 09/2016 | 10/2016 |
| Lpl Financial Llc | Exton | PA | 10/2016 | Present |
| Wealthcare Advisory Partners Llc | Exton | PA | 02/2018 | Present |
1. 10/14/2016 - Secure Planning Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/8/2018 - Wealthcare Advisory Partners, LLC - DBA: (Hybrid) Secure Planning Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 1/18/2018 - 80 Hours Per Month/3 Hours During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners LLC, an independent investment advisor firm. I started this business activity in 01/18/2018. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/31/2018 - Coastal Insurance Consulting - Investment Related - 110 N. Phoenixville Pike, Suite 200 Malvern, PA 19355 - Non-Variable Insurance - Start Date: 01/01/2018 - 5 Hours Per Month/1 Hours During Trading. 4. 06/17/2022 - No Business Name - Not Investment Related - Home Based - Other - Business Owner - Owner - Start Date - 08/01/2022 - 8 Hors Per Month/ 0 Hours During Securities Trading - Federal Firearms License.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-02 |
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