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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-11 |
| WA | RA | APPROVED | 2020-06-18 |
Branch Locations
2116 Caton Way Sw Ste 101, Olympia, WA 98502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Tacoma | WA | 04/2006 | Present |
| Nylife Securities | Puyallup | WA | 07/2006 | Present |
| Hooper Financial | Montesano | WA | 07/2013 | Present |
| Hooper Insurance Services | Olympia | WA | 10/2019 | Present |
| Eagle Strategies Llc | Olympia | WA | 06/2020 | Present |
| Breakthrough Blades | Mccleary | WA | 05/2023 | Present |
| Mahoney Financial Organization, Llc | Montesano | WA | 02/2024 | Present |
[Summit Pacific Medical Center; Hospital and clinics; 600 E Main St, Elma, WA 98541; Start Date 04/2008; Role/Title: Chairman of the Board; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours; hold the hospital administration accountable to following the mission and vision as well as review the performance of the CEO and create the strategic plan.] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; OPERATING UNDER THE DBA NAME OF HOOPER FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ADDRESS: MONTESANO, WA; START DATE: 07/2013] [Beasts Obstacle Course Racers; I created and lead a social media group on Facebook.com that connects people who have an interest in Obstacle Course Racing with one another for training, racing, and socializing.; 403 N Division St, Elma, WA 98541; Start Date 10/2014; Role/Title: Creator; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Property and Casualty Sales; Sale of home, auto, and business liability insurance; 2116 Caton Way SW, Ste 101, Olympia, WA 98502; Start Date 01/2019; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF HOOPER INSURANCE SERVICES FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; OLYMPIA, WA; START DATE: 10/2019] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 5403 Olympic Dr NW, Suite 101, Gig Harbor, WA 98335; Start Date 07/2022; Role/Title: Insurance Broker; Investment Related; 20 hours per month; 20 hours per month during securities trading hours] [Breakthrough Blades; blacksmith tools, knives, swords, and fixtures; 576 W Elma Hicklin Rd, McCleary, WA 98557; start 05/2023; owner; commissions ; 40 hours per month , 0 hours during securities trading hours; non-investment related] [OPERATING UNDER THE DBA NAME OF MAHONEY FINANCIAL ORGANIZATION, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; MONTESANO WA; START DATE: 02/2024][Breakthrough-2-Thrive; speaking events for compensation-writing articles, books, podcast called "Thrive Beyond Time", and blogging on the topics of relationships, entrepreneurship, leadership, health and fitness, and overall well-being. ; 576 W Elma Hicklin Rd, McCleary, WA 98557; Start Date 08/2018; Role/Title: Owner; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-18 |
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