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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-03 |
Branch Locations
1 Ikea-Rbfcu Pkwy, Live Oak, TX 78233-2792 • United States
Marble Falls, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc | Belton | TX | 11/2017 | 08/2021 |
| Compass Bank | Birmingham | AL | 11/2017 | 08/2021 |
| Axa Advisors, Llc | Austin | TX | 07/2016 | 11/2017 |
| Bbva Compass Insurance Agency Inc | Austin | TX | 11/2017 | 08/2021 |
| Bbva Wealth Solutions Inc. | Belton | TX | 11/2017 | 08/2021 |
| Ameriprise Financial Services, Llc | Austin | TX | 09/2021 | Present |
Real Estate Ownership; Single Family; 507 Wyndcrest Dr, , Temple, TX, 76502; Investment-Related; 11/04/2024. Outside Employment; RBFCU; Financial Advisor - Financial Advisor; ; 1 IKEA-RBFCU Pkwy, , Live Oak, TX, 78233; Investment-Related; 09/03/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-12 |
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