Caleb John Montag

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2025-04-28
SD	RA	APPROVED	2024-03-18
TX	RA	APPROVED	2024-03-18

IA RA
APPROVED

Since 2025-04-28
SD RA
APPROVED

Since 2024-03-18
TX RA
APPROVED

Since 2024-03-18

Branch Locations

Spearfish, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii Investments	Sioux Falls	SD	06/2016	02/2018
Lpl Financial, Llc	Sioux Falls	SD	02/2018	10/2018
Securities America, Inc.	Sioux Falls	SD	10/2018	03/2024
Securities America Advisors	Sioux Falls	SD	10/2018	03/2024
Lpl Financial Llc	Sioux Falls	SD	03/2024	Present

06/2016 → 02/2018

Sii Investments

Sioux Falls, SD
02/2018 → 10/2018

Lpl Financial, Llc

Sioux Falls, SD
10/2018 → 03/2024

Securities America, Inc.

Sioux Falls, SD
10/2018 → 03/2024

Securities America Advisors

Sioux Falls, SD
03/2024 → Present

Lpl Financial Llc

Sioux Falls, SD

Previous Registrations

2018-10-16 → 2024-03-19

Securities America Advisors, Inc.

Sioux Falls, SD

Sioux Falls, SD
2018-02-14 → 2018-10-25

Lpl Financial Llc

Sioux Falls, SD
2016-06-14 → 2018-02-14

Sii Investments, Inc.

Sioux Falls, SD
2014-07-10 → 2016-06-15

Securian Financial Services, Inc.

Iowa City, IA
2014-07-10 → 2016-06-15

Cri Securities, Llc

Iowa City, IA

Other Businesses

1- 03/2024 / Montag Investments / DBA for LPL Business (entity for LPL business) / Investment Related / 100 hrs mth / 25 hrs during trading / At reported business location(s) 2- 03/2024 / Flyover Precision AG / Business Owner / Not Investment Related / 2 hrs mth / Start date: 03/18/2024 3- 02/17/2026 - Black Hills Copper Company - Business Owner - Investment Related - Sioux Falls, SD - Start Date 03/17/2026 - 5 hours per month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-23

S66 Uniform Combined State Law Examination

2014-06-23

Designations

View on SEC IAPD