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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-28 |
| CA | RA | APPROVED | 2025-10-14 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein | Chicago | IL | 06/2016 | 01/2025 |
| Lido Advisors, Llc | Boca Raton | FL | 02/2025 | 10/2025 |
| Seia Llc | Fort Lauderdale | FL | 10/2025 | Present |
| Ses Llc | Fort Lauderdale | FL | 10/2025 | Present |
SEIA LLC POSITION: Financial Advisor, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 10/14/2025 ADDRESS: 215 North New River Drive East, # 1820, Fort Lauderdale, FL 33301, United States DESCRIPTION: RIA sales & service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-16 |
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