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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-02-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Forest Lake | MN | 09/2010 | 02/2024 |
| Wells Fargo Advisors Llc | Forest Lake | MN | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Forest Lake | MN | 11/2016 | 02/2024 |
| Lpl Financial | Maple Grove | MN | 02/2024 | Present |
| Bmo Bank Na | Maple Grove | MN | 02/2024 | Present |
1- 02/2024 / Grim Ink / Business Owner / Not Investment Related / 20 hrs mth / 0 hrs during trading / Start date: 06/01/2022 2- 02/2024 / BMO BANK NA / Financial Institution Duty / Investment Related / 160 hrs mth / 8 hrs during trading / Start date: 02/20/2024 3- 02/2024 / Grimsbo Trucking Inc / Trucking Company / Not Investment Related / 10 hrs mth / 0 hrs during trading / Start date: 06/01/2018 4- 02/2024 / MiIissa Grimsbo / Notary / Investment Related / 0 hrs mth / 0 hrs during trading / Start date: 09/01/2004
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-09 |
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