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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-02-11
FL RA APPROVED 2024-04-23
MN RA APPROVED 2021-01-19
GA RA APPROVED 2018-09-28
LA RA APPROVED 2016-12-02
AL RA APPROVED 2016-04-05
MS RA APPROVED 2014-02-10
  • AR RA
    APPROVED
    Since 2025-02-11
  • FL RA
    APPROVED
    Since 2024-04-23
  • MN RA
    APPROVED
    Since 2021-01-19
  • GA RA
    APPROVED
    Since 2018-09-28
  • LA RA
    APPROVED
    Since 2016-12-02
  • AL RA
    APPROVED
    Since 2016-04-05
  • MS RA
    APPROVED
    Since 2014-02-10

Branch Locations

113 West Jackson Street Suite 2A, Ridgeland, MS 39157 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Ridgeland MS 02/2014 Present
Agia Houston TX 12/2022 Present
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products HARPER LAKE HOME OWNER ASSOCIATION POSITION: Board Member NATURE: Board Member of our Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: Maura LN SE, Brookhaven MS 39601, United States DESCRIPTION: Board member of the association not permitted to act on behalf of the association without the consent of the majority of the board

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-04
  • S66 Uniform Combined State Law Examination
    2014-02-04

View on SEC IAPD

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