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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-17 |
Branch Locations
301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Sunnyvale | CA | 06/2011 | Present |
| Wells Fargo Advisors Llc | Sunnyvale | CA | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sunnyvale | CA | 11/2016 | Present |
ET PHOTOGRAPHY, NOT INV RELATED, SAN JOSE, CA, 100% OWNERSHIP, START 4/1/2018, 12 HOURS PER MONTH, ZERO DURING TRADING, PHOTOGRAPHER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-09 |
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