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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-19 |
| CO | RA | APPROVED | 2023-07-19 |
| CT | RA | APPROVED | 2023-07-19 |
| MT | RA | APPROVED | 2023-07-19 |
| OK | RA | APPROVED | 2023-07-19 |
| TX | RA | APPROVED_RES | 2023-07-19 |
Branch Locations
11451 S 20 Mile Rd, Parker, CO 80134 • United States
1389 S. Havana St, Aurora, CO 80012 • United States
770 East Kiowa Ave, Elizabeth, CO 80107 • United States
700 S Abilene St, Aurora, CO 80012 • United States
2 Steele St, Denver, CO 80206 • United States
3102 S Sheridan Blvd, Denver, CO 80227 • United States
6050 S Holly St, Greenwood Village, CO 80111 • United States
Greenwood Village, CO • United States
7995 E Hampden Ave, Denver, CO 80231 • United States
9630 Heritage Hills Circle, Lone Tree, CO 80124 • United States
13781 E Yale Ave, Aurora, CO 80014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Mountain View | CA | 02/2012 | 12/2017 |
| Wells Fargo Advisors Llc | Mountain View | CA | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mountain View | CA | 11/2016 | 12/2017 |
| Bank Of The West | Parker | CO | 12/2017 | Present |
| Bancwest Investment Services, Inc. | Parker | CO | 12/2017 | Present |
| Lpl Financial Llc | Aurora | CO | 07/2023 | Present |
1. 05/01/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-09 |
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