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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-05-05
VA RA APPROVED 2023-08-03
TX RA APPROVED_RES 2023-07-13
PA RA APPROVED 2019-11-27
WV RA APPROVED 2017-10-25
LA RA APPROVED 2016-08-22
IN RA APPROVED 2012-03-30
KY RA APPROVED 2011-08-30
OH RA APPROVED 2011-08-30
  • SC RA
    APPROVED
    Since 2026-05-05
  • VA RA
    APPROVED
    Since 2023-08-03
  • TX RA
    APPROVED_RES
    Since 2023-07-13
  • PA RA
    APPROVED
    Since 2019-11-27
  • WV RA
    APPROVED
    Since 2017-10-25
  • LA RA
    APPROVED
    Since 2016-08-22
  • IN RA
    APPROVED
    Since 2012-03-30
  • KY RA
    APPROVED
    Since 2011-08-30
  • OH RA
    APPROVED
    Since 2011-08-30

Branch Locations

Versailles, IN • United States

400 Northpointe Circle Suite 302, Seven Fields, PA 16046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Columbus OH 08/2011 Present
Agia Houston TX 12/2022 Present
  • 08/2011 → Present
    Valic Financial Advisors
    Columbus, OH
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2007-09-10 → 2009-12-17
    Waddell & Reed
    West Chester, OH
  • 2006-10-19 → 2007-08-30
    Securities America Advisors, Inc.
    Milford, OH
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-05
S63 Uniform Securities Agent State Law Examination 2006-08-22
  • S65 Uniform Investment Adviser Law Examination
    2006-10-05
  • S63 Uniform Securities Agent State Law Examination
    2006-08-22

View on SEC IAPD

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