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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-12-12
TX RA APPROVED_RES 2008-09-23
  • CA RA
    APPROVED
    Since 2008-12-12
  • TX RA
    APPROVED_RES
    Since 2008-09-23

Branch Locations

555 California St Pbig - San Francisco, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 08/2008 Present
Bank Of America, N.A. Palo Alto CA 05/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-10
S63 Uniform Securities Agent State Law Examination 2006-08-15
  • S66 Uniform Combined State Law Examination
    2008-12-10
  • S63 Uniform Securities Agent State Law Examination
    2006-08-15
Other Names
  • Kristina Danielson

View on SEC IAPD

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