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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
Monte Sereno, CA • United States
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
1035 Minnesota Ave Ste H, San Jose, CA 95125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | San Jose | CA | 12/2012 | 09/2024 |
| Jbns Ltd | London | 04/2010 | 09/2024 | |
| Rental Property | Monte Sereno | CA | 04/2008 | 11/2024 |
| St. Luke'S Episcopal Church | Los Gatos | CA | 02/2014 | 11/2024 |
| Lspn Pro, Llc | Lindon | UT | 08/2021 | 09/2024 |
| Net Law Group Inc. | Louisville | KY | 08/2021 | 11/2024 |
| Pruco Securities, Llc | San Jose | CA | 09/2024 | 11/2024 |
| The Prudential Insurance Company Of America | San Jose | CA | 09/2024 | Present |
| Transamerica Financial Advisors, Inc | San Jose | CA | 05/2014 | 09/2024 |
| Lpl Enterprise, Llc | San Jose | CA | 11/2024 | Present |
1) 03/17/2025-Livestream Director-Other-Livestream Director for weddings, funerals and special events as they occur at St. Luke's Episcopal Church in Los Gatos, CA. It does not employ others.-not inv.related-at Los Gatos, CA- start date 07/01/2024- 2hrs/mnth-0hrs during trading 2) 03/17/2025- Co-owner- Real Estate Rental-Co-owner with my wife of the property at 15693 Poppy Lane, Monte Sereno, CA 95030.- inv. related-at Monte Sereno, CA- start date 04/01/2008-10hrs/mnth-0hrs during trading 3) 03/14/2025-Prudential Insurance Company of America-Non-Variable Insurance/Insurance Agency-Financial Advisor at The Prudential Insurance Company of America. I am paid through Prudential. I am not an owner.-inv. related-at San Jose, CA- start date 09/04/2024- 20hrs/mnth-5hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-05-23 |
| S65 | Uniform Investment Adviser Law Examination | 2014-05-19 |
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