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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

Monte Sereno, CA • United States

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

1035 Minnesota Ave Ste H, San Jose, CA 95125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group, Inc. San Jose CA 12/2012 09/2024
Jbns Ltd London 04/2010 09/2024
Rental Property Monte Sereno CA 04/2008 11/2024
St. Luke'S Episcopal Church Los Gatos CA 02/2014 11/2024
Lspn Pro, Llc Lindon UT 08/2021 09/2024
Net Law Group Inc. Louisville KY 08/2021 11/2024
Pruco Securities, Llc San Jose CA 09/2024 11/2024
The Prudential Insurance Company Of America San Jose CA 09/2024 Present
Transamerica Financial Advisors, Inc San Jose CA 05/2014 09/2024
Lpl Enterprise, Llc San Jose CA 11/2024 Present
  • 12/2012 → 09/2024
    World Financial Group, Inc.
    San Jose, CA
  • 04/2010 → 09/2024
    Jbns Ltd
    London
  • 04/2008 → 11/2024
    Rental Property
    Monte Sereno, CA
  • 02/2014 → 11/2024
    St. Luke'S Episcopal Church
    Los Gatos, CA
  • 08/2021 → 09/2024
    Lspn Pro, Llc
    Lindon, UT
  • 08/2021 → 11/2024
    Net Law Group Inc.
    Louisville, KY
  • 09/2024 → 11/2024
    San Jose, CA
  • 09/2024 → Present
    The Prudential Insurance Company Of America
    San Jose, CA
  • 05/2014 → 09/2024
    Transamerica Financial Advisors, Inc
    San Jose, CA
  • 11/2024 → Present
    San Jose, CA
Previous Registrations
Other Businesses

1) 03/17/2025-Livestream Director-Other-Livestream Director for weddings, funerals and special events as they occur at St. Luke's Episcopal Church in Los Gatos, CA. It does not employ others.-not inv.related-at Los Gatos, CA- start date 07/01/2024- 2hrs/mnth-0hrs during trading 2) 03/17/2025- Co-owner- Real Estate Rental-Co-owner with my wife of the property at 15693 Poppy Lane, Monte Sereno, CA 95030.- inv. related-at Monte Sereno, CA- start date 04/01/2008-10hrs/mnth-0hrs during trading 3) 03/14/2025-Prudential Insurance Company of America-Non-Variable Insurance/Insurance Agency-Financial Advisor at The Prudential Insurance Company of America. I am paid through Prudential. I am not an owner.-inv. related-at San Jose, CA- start date 09/04/2024- 20hrs/mnth-5hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-05-23
S65 Uniform Investment Adviser Law Examination 2014-05-19
  • S63 Uniform Securities Agent State Law Examination
    2014-05-23
  • S65 Uniform Investment Adviser Law Examination
    2014-05-19
Other Names
  • Art Feather

View on SEC IAPD

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