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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-04-02
  • SC RA
    APPROVED
    Since 2024-04-02

Branch Locations

9 Whitsett St., Greenville, SC 29601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 07/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 06/2022 Present
Realtylink Greenville SC 05/2017 06/2022
Independent Contractor Greenville SC 08/2016 12/2016
Adt Security Greenville SC 12/2016 03/2017
State Farm Greenville SC 03/2017 05/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2024 Present
  • 07/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2017 → 06/2022
    Realtylink
    Greenville, SC
  • 08/2016 → 12/2016
    Independent Contractor
    Greenville, SC
  • 12/2016 → 03/2017
    Adt Security
    Greenville, SC
  • 03/2017 → 05/2017
    State Farm
    Greenville, SC
  • 03/2024 → Present
    Fairfield, IA
Other Businesses

1) SWIM COACH / 721 Cleveland Street, Greenville SC 29601 / 05/16/2022 / EMPLOYEE - LOCAL YMCA / 4 HR/MO - 0 HR/MO TRADING 2) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 04/02/2024, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING 3) MUNCASTER FINANCIAL GROUP, 502 Green Ave, Greenville SC 29601, United States, 01/01/2005, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO - 130 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-07
S63 Uniform Securities Agent State Law Examination 2014-11-10
  • S66 Uniform Combined State Law Examination
    2022-10-07
  • S63 Uniform Securities Agent State Law Examination
    2014-11-10

View on SEC IAPD

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