Matthew Philmus

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-27
TX	RA	APPROVED	2025-03-31

Branch Locations

8085 S Chester Street Suite 250, Centennial, CO 80112-3543 • United States

1200 Wilshire Blvd, Santa Monica, CA 90403-5407 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	10/2016	12/2018
Unemployed	Jacksonville	FL	08/2016	10/2016
Td Ameritrade	Brentwood	TN	01/2019	09/2022
Charles Schwab & Co., Inc.	Lone Tree	CO	08/2021	09/2022
Charles Schwab Bank, Ssb	Lone Tree	CO	08/2021	09/2022
Fidelity Investments	Lone Tree	CO	09/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

10/2016 → 12/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
08/2016 → 10/2016

Unemployed

Jacksonville, FL
01/2019 → 09/2022

Td Ameritrade

Brentwood, TN
08/2021 → 09/2022

Charles Schwab & Co., Inc.

Lone Tree, CO
08/2021 → 09/2022

Charles Schwab Bank, Ssb

Lone Tree, CO
09/2022 → Present

Fidelity Investments

Lone Tree, CO
03/2025 → Present

Fidelity Investments

Boston, MA

2022-09-20 → 2025-03-31

Fidelity Personal And Workplace Advisors

Lone Tree, CO
2021-09-08 → 2022-08-12

Charles Schwab & Co., Inc.

Colorado Springs, CO

Lone Tree, CO
2019-01-18 → 2021-10-20

Td Ameritrade, Inc.

Nashville, TN
2019-01-18 → 2021-10-20

Td Ameritrade Investment Management, Llc

Brentwood, TN

Nashville, TN
2016-12-21 → 2018-12-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-19