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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-17
CA RA APPROVED 2018-12-04
  • TX RA
    APPROVED
    Since 2019-01-17
  • CA RA
    APPROVED
    Since 2018-12-04

Branch Locations

Lakewood, CA • United States

608 Silver Spur Rd, Rolling Hills Estates, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Los Angeles CA 03/2014 07/2018
Jp Morgan Chase Bank Los Angeles CA 04/2013 07/2018
Pearls & Lace Couture Signal Hill CA 10/2017 02/2018
Postmates/Grubhub Long Beach CA 05/2017 07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 08/2018 Present
Bank Of America, N.A. Newport Beach CA 08/2018 Present
  • 03/2014 → 07/2018
    Jp Morgan Securities Llc
    Los Angeles, CA
  • 04/2013 → 07/2018
    Jp Morgan Chase Bank
    Los Angeles, CA
  • 10/2017 → 02/2018
    Pearls & Lace Couture
    Signal Hill, CA
  • 05/2017 → 07/2018
    Postmates/Grubhub
    Long Beach, CA
  • 08/2018 → Present
    Newport Beach, CA
  • 08/2018 → Present
    Bank Of America, N.A.
    Newport Beach, CA
Other Businesses

I*1102317 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: Lakewood, California, 90712 Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/2023 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-03
S63 Uniform Securities Agent State Law Examination 2014-11-05
  • S66 Uniform Combined State Law Examination
    2018-12-03
  • S63 Uniform Securities Agent State Law Examination
    2014-11-05
Other Names
  • Julie Emiko Oshinomi
  • Julianne Emiko Oshinomi

View on SEC IAPD

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