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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-01-05
  • TN RA
    APPROVED
    Since 2026-01-05

Branch Locations

8005 Church St. E Ste 207, Brentwood, TN 37027 • United States

117 Seaboard Lane Ste E204, Franklin, TN 37067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Franklin TN 11/2014 Present
Pruco Securities, Llc. Franklin TN 11/2014 11/2024
Lpl Enterprise, Llc Hendersonville TN 11/2024 Present
  • 11/2014 → Present
    Prudential Insurance Company Of America
    Franklin, TN
  • 11/2014 → 11/2024
    Pruco Securities, Llc.
    Franklin, TN
  • 11/2024 → Present
    Hendersonville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-29
S63 Uniform Securities Agent State Law Examination 2014-10-02
  • S65 Uniform Investment Adviser Law Examination
    2025-12-29
  • S63 Uniform Securities Agent State Law Examination
    2014-10-02
Other Names
  • Michael Brown

View on SEC IAPD

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