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5Th Floor Anderson Square Building 64 Shedden Road, George Town KY1-1206 • Cayman Islands
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2019-03-06 |
| TX | RA | APPROVED | 2019-03-06 |
Branch Locations
5Th Floor, Anderson Square Building 64 Shedden Road, George Town • Cayman Islands
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Radix Financial, Llc | Oklahoma City | OK | 01/2015 | Present |
RADIX FINANCIAL CAYMAN, LLC INVESTMENT RELATED: YES 5TH FLOOR ANDERSON SQUARE BUILDING 64 SHEDDEN ROAD GEORGE TOWN, GRAND CAYMAN, CAYMAN ISLANDS START DATE: MARCH 28, 2022 AMY HUBBLE SERVES AS A DIRECTOR AND INVESTMENT ADVISOR FOR RADIX FINANCIAL CAYMAN, LLC, A FULLY OWNED SUBSIDIARY COMPANY OF RADIX FINANCIAL, LLC. RADIX FINANCIAL CAYMAN, LLC DOES NOT TRANSACT WITH US PERSONS; HOWEVER, IN MANY INSTANCES REGISTERED REPRESENTATIVES OF RADIX, INCLUDING AMY HUBBLE OFTEN IMPLEMENT SIMILAR MODEL STRATEGIES AND/OR TRADING OF IDENTICAL SECURITIES FOR CLIENTS OF RADIX FINANCIAL CAYMAN, LLC ALONGSIDE CLIENTS OF RADIX FINANCIAL, LLC. THIS BUSINESS OFTEN ENCOMPASSES A SIGNIFICANT PORTION OF SECURITIES TRADING HOURS. -------------------------------------------------- RADIX FINANCIAL FIRST PILLAR LTD. INVESTMENT RELATED: YES CRIAGMUIR CHAMBERS ROAD TOWN, TORTOLA, BRITISH VIRGIN ISLANDS START DATE: JUNE 20, 2023 AMY HUBBLE SERVES AS A DIRECTOR FOR RADIX FINANCIAL FIRST PILLAR LTD., A BVI BUSINESS COMPANY INCORPORATED WITH LIMITED LIABILITY UNDER THE LAWS OF THE BRITISH VIRGIN ISLANDS AS AN APPROVED FUND. RADIX FINANCIAL FIRST PILLAR LTD DOES NOT PERMIT SUBSCRIPTIONS FROM US PERSONS; HOWEVER, THE FUND IS UNDER SOLE VOTING CONTROL AND MANAGEMENT OF RADIX FINANCIAL CAYMAN, LLC, A FULLY OWNED SUBSIDIARY OF RADIX FINANCIAL, LLC. THIS BUSINESS REQUIRES MINIMAL DEVOTION DURING SECURITIES TRADING HOURS. -------------------------------------------------- OASIS MANAGEMENT COMPANY LTD OASIS TREASURY MANAGEMENT LTD INVESTMENT RELATED: YES 4TH FLOOR ANDERSON SQUARE BUILDING 64 SHEDDEN ROAD GEORGE TOWN, GRAND CAYMAN, CAYMAN ISLANDS START DATE: APRIL 1, 2024 AMY HUBBLE SERVES AS A NON-EXECUTIVE INDEPENDENT DIRECTOR FOR OASIS MANAGEMENT COMPANY LTD AND OASIS TREASURY MANAGEMENT LTD IN THE CAYMAN ISLANDS. OASIS DOES NOT SHARE ANY OTHER AFFILIATE RELATIONSHIP WITH EITHER AMY HUBBLE NOR RADIX FINANCIAL, LLC. THIS BUSINESS REQUIRES MINIMAL DEVOTION DURING SECURITIES TRADING HOURS.
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